Headshot of Kate Shoemaker Chief Compliance Officer for NorthRock Partners

Kate Shoemaker, CSCP®

Kate brings over 20 years of experience in securities compliance and operations for investment advisers and broker-dealers. With extensive experience in compliance assessment and program development, Kate supports Northrock Partners to apply daily business disciplines to meet the applicable laws and securities regulations. Kate also works closely with management and employees to identify and mitigate the Firm’s regulatory risk.